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Canadian Securities Administrators
Results: 443

#	Item
81	NASAA Insight The Voice of State & Provincial Securities Regulators Fall 2014 William Beatty Elected NASAA President Washington Securities Director William Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-10-23 12:58:15 Finance Business North American Securities Administrators Association Joseph Borg U.S. Securities and Exchange Commission Financial Industry Regulatory Authority International Organization of Securities Commissions Canadian securities regulation Securities regulation in the United States United States securities law Financial regulation Financial system
82	NASAA Insight The Voice of State & Provincial Securities Regulators Fall 2014 William Beatty Elected NASAA President Washington Securities Director William Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-10-23 12:58:49 Finance Business North American Securities Administrators Association Joseph Borg U.S. Securities and Exchange Commission Financial Industry Regulatory Authority International Organization of Securities Commissions Canadian securities regulation Securities regulation in the United States United States securities law Financial regulation Financial system
83	Securities Regulators Unveil Fraud Awareness Quiz MONTGOMERY, ALABAMA (April 30, [removed]Are you at risk of becoming a victim of financial fraud? A simple quiz released today by Canadian and U.S. state securities regula Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-11-18 14:02:39 Economics Financial system Investor education Canadian securities regulation Securities fraud Canadian Securities Administrators Securities Commission of New Zealand United States securities law Financial regulation North American Securities Administrators Association
84	CANADIAN SECURITIES ADMINISTRATORS[removed]Enforcement Report Canadian Securities Administrators The Canadian Securities Administrators (CSA) is the council of the 10 provincial and three territorial Add to Reading List Source URL: er-ral.csa-acvm.ca Language: English - Date: 2013-02-20 11:20:00 Corruption Canadian law Canadian securities regulation 73rd United States Congress United States Securities and Exchange Commission United States securities law Securities Commission of New Zealand Securities regulation in the United States Investor education Economics Financial regulation Financial system
85	Microsoft Word - CSA Defensive Tactics News Release_FINAL.docx Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-09-11 10:56:06 Canadian Securities Administrators Canadian securities regulation Financial markets Autorité des marchés financiers British Columbia Securities Commission Ontario Securities Commission Capital market Securities Commission Security Financial regulation Financial economics Economy of Canada
86	Securities Regulatory Proposals Stemming from the[removed]Credit Market Turmoil and its Effect on the ABCP Market in Canada - Consultation Paper of The Canadian Securities Administrators Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:05:37 United States housing bubble Fixed income securities Structured finance Mortgage-backed security Mortgage industry of the United States Asset-backed commercial paper Money market Asset-backed security Subprime mortgage crisis Financial economics Economics Finance
87	CSA Notice[removed]Model Provincial Rule – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions January 16, 2014 Introduction We, the Canadian Securities Administrators OTC Derivatives Comm Add to Reading List Source URL: albertasecurities.com Language: English - Date: 2014-01-16 02:01:03 Financial system Securities Derivative Over-the-counter Futures contract Autorité des marchés financiers Clearing Short Margin Financial economics Finance Financial markets
88	CSA Notice[removed]Update on CSA Consultation Paper[removed]Potential Regulation of Proxy Advisory Firms September 19, 2013 Introduction On June 21, 2012, the Canadian Securities Administrators (CSA) published for comment Add to Reading List Source URL: albertasecurities.com Language: English - Date: 2013-10-18 16:15:33 Proxy voting Canadian securities regulation Corporate governance Securities research Autorité des marchés financiers Government Business Politics Proxy firm Democracy Direct democracy Elections
89	Canadian Securities Administrators Notice of Amendments to National Instrument[removed]Marketplace Operation and National Instrument[removed]Trading Rules Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:02:36 Investment Economics Order Market depth Regulation NMS Direct market access Algorithmic trading Market Nordic Light data feed Financial markets Financial economics Stock market
90	The Ontario Securities Commission National Instrument[removed]Registration Requirements Supplement to the OSC Bulletin February 23, 2007 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:08:31 Investment United States Securities and Exchange Commission United States securities law Exempt market dealer Canadian law Canadian securities regulation Business Securities Act Canadian Securities Administrators Financial regulation Financial economics Finance

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